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Regulatory & Industry News

Aggregated regulatory updates plus Blue Arrow's own BA-Digest compliance insights — refreshed automatically so you always see the latest.

regulatory

DFSA fine of USD 175,000 and ban against Gilles Rollet for serious misconduct upheld by the Financial Markets Tribunal - DFSA

DFSA fine of USD 175,000 and ban against Gilles Rollet for serious misconduct upheld by the Financial Markets Tribunal  DFSA

📅 24 Jan 2022 · DFSA

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UAE Faces Risk of Inclusion on Global Watchlist Over Dirty Money - Bloomberg.com

UAE Faces Risk of Inclusion on Global Watchlist Over Dirty Money  Bloomberg.com

📅 03 Jan 2022 · Bloomberg.com

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Dubai Can’t Shake Off the Stain of Smuggled African Gold - Bloomberg.com

Dubai Can’t Shake Off the Stain of Smuggled African Gold  Bloomberg.com

📅 27 Dec 2021 · Bloomberg.com

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HSBC fined $85.2m by UK regulator for gaps in anti-money laundering checks - Gulf News

HSBC fined $85.2m by UK regulator for gaps in anti-money laundering checks  Gulf News

📅 17 Dec 2021 · Gulf News

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UAE says it will embed gold sourcing rules in anti-money laundering law - Reuters

UAE says it will embed gold sourcing rules in anti-money laundering law  Reuters

📅 16 Dec 2021 · Reuters

regulatory

Closing Down Your Company - ADGM

Closing Down Your Company  ADGM

📅 14 Dec 2021 · ADGM

regulatory

Reporting capital market violations | Service Details | Services | Securities and Commodities Authority - uaecma.gov.ae

Reporting capital market violations | Service Details | Services | Securities and Commodities Authority  uaecma.gov.ae

📅 29 Nov 2021 · uaecma.gov.ae

regulatory

DNFBPs - ADGM

DNFBPs  ADGM

📅 04 Oct 2021 · ADGM

regulatory

AML/CFT Regulatory Framework - ADGM

AML/CFT Regulatory Framework  ADGM

📅 04 Oct 2021 · ADGM