Compliance Resources
Practical checklists and reference guides drawn from real UAE DNFBP compliance requirements. Drafts for your team to review and adapt to your own policies.
All sectors
Precious Metals & Stones (Gold)
Real Estate Brokers & Agents
Company Service Providers (CSPs)
Accountants & Auditors
Other DNFBP
📄
checklist
Bullion Client Onboarding Document Checklist
Documents typically required to onboard a corporate or individual bullion trading client.
860 KB
Download PDF ↓
📄
checklist
Real Estate Client Due Diligence Checklist
Key due diligence steps for real estate brokers onboarding buyers, sellers and tenants.
859 KB
Download PDF ↓
📄
reference
goAML Reporting Threshold Quick Reference
A quick reference for the AED 55,000 DPMSR / transaction reporting threshold that applies across DNFBP sectors.
860 KB
Download PDF ↓
📄
checklist
UBO Declaration Checklist
Key items to verify when collecting beneficial ownership declarations from corporate clients.
859 KB
Download PDF ↓
📄
guide
Sanctions Screening Quick Guide
A practical guide to running effective sanctions and PEP screening for DNFBP customers.
860 KB
Download PDF ↓
📄
checklist
DNFBP AML Compliance Checklist
A general checklist covering the core AML/CFT program elements every UAE DNFBP should have in place.
860 KB
Download PDF ↓